Compliance control system as a tool for economic security of an oil and gas company (on the example of PJSC «NK Rosneft»)

DOI: 10.33917/mic-5.94.2020.44-54

Today, oil and gas enterprises operate in a difficult, frequently changing system of regulatory legal documents, including both national and international acts governing various business processes. At the same time, this system is complemented by sanctions measures that significantly limit the activities of Russian oil and gas enterprises, as well as related organizations. In this regard, the role of the compliance function is increasing, aimed at bringing the implemented business processes in line with the provisions of regulatory legal acts. This process allows to minimize the possibility of committing offenses by employees of the enterprise and exclude the financial losses associated with this possibility.

The article examines the corporate compliance system of PJSC «NK Rosneft», identifies the elements that make up it, determines the features of risks, external and internal threats to the company’s economic security, suggests measures to eliminate them and reduce risks, and provides factors that affect the control environment.



Filippovich A.A. Compliance in business activity: history of formation, General provisions, problems of formation in the Russian Federation // Bulletin of the University named after O.E. Kutafin. 2018. No. 3 (43). [Electronic resource]. URL:

2. The Foreign Corrupt Policies Act of 1977 (FCPA) (15 U.S.C. § 78dd-1, et seq.). [Electronic resource]. URL: (date accessed: 18.07.2020).

3. The Federal Sentencing Guidelines for Organizations of 1984. [Electronic resource]. URL: (date accessed: 18.07.2020).

4. Public joint stock company «SIBUR holding». Official site. [Electronic resource] URL: (date accessed: 18.07.2020).

5. Compliance management systems — guidelines ISO 19600:2014. [Electronic resource] URL: (date accessed: 18.07.2020).

6. Abramov V. Yu. Guide to the application of compliance control in various spheres of economic activity: a practical guide. M.: Justicinform, 2020. 172 p.

7. Regulation of the Bank of Russia of December 16, 2003 No. 242-P «On the organization of internal control in credit organizations and banking groups» // Garant [Electronic resource] URL:

8. Aleshin M. M., Aleshina E. I. Compliance as a tool for increasing the value of a Corporation // An online journal «Sociology of Science». 2016. Volume 8. No. 5 [Electronic resource]. URL:

9. Senchagov V. K. Russia’s economic security: textbook. Moscow: Delo, 2017. 826 p.

10. Regulation of «Rosneft» policy in the field of ensuring the uniformity of measurements and product quality control [Electronic resource] URL: (date accessed: 18.07.2020).

11. Regulation of «Rosneft» policy in the field of sustainable development [Electronic resource] URL: (date accessed: 18.07.2020).

12. Rosneft public joint stock company. Official site. [Electronic resource] URL: (date accessed: 18.07.2020).

13. Zimina L.Yu., perfileva V. M. Solvency and liquidity as elements of the analysis of the financial condition of the enterprise // Problems of Economics and management. 2016. No. 12 (64). [Electronic resource] URL:

14. Obolentsev V.F. System approach in anti-corruption compliance // Problems of legality. 2016. №134. [Electronic resource] URL:

15. Rosneft’s internal audit policy [Electronic resource]. URL: (date accessed: 21.07.2020).

16. Policy of Rosneft «Program for ensuring and improving the quality of internal audit» [Electronic resource] URL: (date accessed: 21.07.2020).

17. Regulations of Rosneft oil company «Policy in the field of industrial safety, labor protection and environment» [Electronic resource] URL: (date accessed: 21.07.2020).

18. Code of business and corporate ethics of Rosneft [Electronic resource] URL: (date accessed: 21.07.2020).

19. Kasaeva T.G. Antimonopoly compliance in Russia //Izv. Sarat. Un-ta. Ser. Economy. Management. Right. 2019. No. 4. [Electronic resource] URL:

Следить за новостями ИНЭС: